Caroline Gibbs joined Duff & Phelps in January 2015 from Kinetic Partners. As a result of Duff & Phelps’ acquisition of Kinetic Partners, Duff & Phelps created a dedicated Compliance and Regulatory Consulting Practice.
Caroline is a director within the compliance consulting team. She has worked in the Financial Services industry for over 17 years and, prior to joining Duff & Phelps, she worked as a Regulatory Consultant for eight years with responsibility for a wide range of investment clients including commodity derivative brokers, private equity fund managers and brokers. Caroline has a very wide knowledge of the FCA Handbook and in particular detailed expertise in the prudential rules, COBS and SUP.
Caroline holds a number of industry qualifications including the CISI Diploma and the Derivatives certificate.