Nick Inman joined Duff & Phelps in January 2015 from Kinetic Partners. As a result of Duff & Phelps’ acquisition of Kinetic Partners, Duff & Phelps created a dedicated Compliance and Regulatory Consulting Practice.
Nick is a managing director in the Compliance and Regulatory Consulting Practice, based in Hong Kong and is responsible for all services in Asia Pacific. Nick specializes in the provision of ad hoc regulatory advice as well as larger project-based consultancy work including the assessment of firms’ processes and procedures, the identification of any weaknesses and the design of appropriate regulatory and risk management frameworks.
Nick has been a consultant with Duff & Phelps for almost 10 years, during which time he has gained significant experience across multiple jurisdictions and regulatory regimes for a wide variety of firms. Nick has been working with investment banks, brokers, asset managers and custodians, through a mixture of on-going relationships, long term secondments and standalone projects, typically thematic in nature. Nick has worked on projects across the regulatory spectrum including market conduct and electronic trading reviews, anti-money laundering and financial crime, conduct of business issues, governance and risk management frameworks. Most recently, from 2012 to 2015, Nick co-led the governance, risk and compliance consulting service offering based in London.
Nick has gained extensive experience in assisting clients with their control frameworks and risk assessments, in particular in relation to measuring the adequacy and effectiveness of existing internal controls relative to business activity and profile.