Peter is a director on the Compliance Consulting team based out of the New York office. With more than ten years of legal and compliance experience, he has held numerous senior level management positions within the asset management industry. Peter has helped develop compliance infrastructure and manage risk for registered investment advisers ranging in size from less than $500 million in assets under management to over $5 billion. His background includes extensive work designing and monitoring investment activity, implementing compliance best practices, conducting mock regulatory audits and supporting regulatory filings and reporting.
Prior to joining Kinetic Partners (now Duff & Phelps), Peter served as Chief Compliance Officer at a CFTC registered swap execution facility where he oversaw firm-wide compliance management and strategy, designed operational systems and implemented robust controls to promote sound governance of the trading platform. Previously, he served as Chief Compliance Officer and Assistant General Counsel for several SEC-registered entities, including an investment adviser to a global multi-billion dollar fund-of-hedge funds and a number of mutual funds.
Peter was previously in the U.S. Army JAG Corps, where he held numerous positions including prosecutor and criminal defense trial attorney. He is admitted to practice law in New York, Connecticut and before the U.S. District Court for the Southern District of New York.