All licensed corporations regulated by the SFC are required to submit monthly or semi-annually financial resources returns through the SFC’s Electronic Submission of Financial Return (“eFRR”) system. Duff & Phelps provides support to firms to ensure they complete and return the required information in line with the SFC expectations.
Examples of assistance we can provide include:
- Preparation and review of the financial resources returns and the supporting documents
- Notification to the SFC for breaches of the SFC financial resources requirement and the subsequent correspondences
- Application of the SFC e-certificate
- Training and adhoc advice on financial resources-related matters