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Legal and Regulatory Compliance Program Development and Monitoring

Compliance requires that a company and its employees act or proceed to act in accordance with established guidelines, specifications and regulations.

Duff & Phelps realizes that building a comprehensive compliance program involves an understanding of different environments, behavior patterns and risks, and making appropriate behavior part of the fabric of the organization. Its team of legal professionals has extensive experience creating and implementing enterprise-wide compliance programs. This team also specializes in the requirements of electronic readiness, a critical necessity for all corporations.

Legal and Regulatory Compliance Program Development and Monitoring services include:

  • Identify risk gaps
  • Craft policy
  • Build infrastructure
  • Provide compliance training and communication

Download our Capabilities Sheet [PDF, 212KB]

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Duff & Phelps’ white paper Managing Policies and Procedures: How Do You Measure Up? discusses the results of a benchmarking study indicating that organizations lean heavily on corporate intranet and email capabilities to communicate compliance policy.
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Robert Kirtley
Robert Kirtley
 
Managing Director
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Duff And Phelps Legal Management Consulting