Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.Compliance and Regulatory Consulting
Mark Turner, Managing Director in the Compliance and Regulatory Consulting practice at Duff & Phelps, was quoted in the Financial Times, sharing his insight into how the FCA’s senior management and certification regime (SMCR) is distressing the financial services sector as global regulators have shifted accountability from companies to individuals.
“There is nervousness among chairmen and senior independent directors,” says Mark Turner.
Financial Times subscribers can read the full article here.
September 24-26, 2018 Hertfordshire