Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.
Compliance and Regulatory ConsultingDuff & Phelps 'Named Best Advisory Firm – Regulation and Compliance’ at HFM European Hedge Fund Services Awards 2018
-
Julian Korek JulianKorek
-
Monique Melis MoniqueMelis
-
Ian Manson IanManson
Duff & Phelps received the award for ‘Best Advisory Firm – Regulation and Compliance’ at the HFM European Hedge Fund Services Awards 2018. The awards recognize and reward hedge fund providers that have demonstrated exceptional customer service and innovate product development over the past 12 months.
Managing Director, Ian Manson collected the award at the ceremony on Thursday, 26 April in London.
Click here to find out more about HFM
Related Services
By Jurisdiction
Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance
By Jurisdiction
UK Regulation
Comprehensive compliance and regulatory support for FCA authorized firms.
UK Regulation
French Regulation
Advising investment companies in setting out and implementing governance, risk management, compliance and internal controls.
French Regulation
Channel Islands Services
Range of regulatory and compliance consulting services for firms registered in the Channel Islands.
Channel Islands ServicesInsights
Compliance
Debanking and the Law of Unintended Consequences
by Malin Nilsson
Compliance
Avoiding Investor Red Flags – The Role of Compliance in Fundraising
by Chris Lombardy
Compliance
Navigating the Challenges of Regulatory and Enforcement Actions
by Ken C. Joseph, Esq.
Compliance
Owning the Risk Agenda
by Sin Yee Koh
News
Nick Bayley Talks About UK’s Regulatory Regime Post-Brexit
Claire Simm Featured in International Investment Discussing the EU’s Blacklist
Mark Turner Featured in Thomson Reuters Discussing Recent FCA and PRA Enforcement Action
Mark Turner Featured in Thomson Reuters Discussing SMR in Light of Recent Fines
