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Proceedings were brought against 1,761 individuals in the UK, U.S. and Hong Kong, an increase of 6% on the previous year. Enforcement actions against individuals outnumbered those against companies by a ratio of four to one last year, a trend that is expected to grow.
“We are in an era of greater individual accountability. It is now widely accepted that new regulations will probably lead to even more enforcement actions against individuals in future.” Korek said.
The article is available on the The FT website.