Ken Joseph Quoted on Implementation of Mutual Fund Liquidity Rule by The SEC

Ken Joseph, Managing Director in the Disputes and Investigations practice, was quoted in a Thomson Reuters Regulatory Intelligence article on the SEC implementation schedule for new rules aimed at giving investors more disclosure on illiquid assets in mutual funds.

“’I see no indication whatsoever that the delay in the implementation date for the liquidity bucketing provisions equates to a ‘roll-back’ of the rule,’ said Ken Joseph, former head of Investment Adviser/Investment Company Examination at the SEC, who this year became managing director in Wall Street consultant Duff & Phelps’ Disputes and Investigations Practice.”

Regulatory Intelligence subscribers can read more on the Thomson Reuters website.

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