Tue, Aug 7, 2018
Mark Turner, Managing Director in Duff & Phelps Compliance and Regulatory Consulting practice, appeared on Asset TV in an interview discussing the Senior Managers and Certification Regime (SMCR).
Mark explains how SMCR replaces the existing Approved Persons Regime and is the UK government and regulator’s response to the challenges surrounding individual accountability following the financial crisis.
SMCR is comprised of three elements:
Watch the full interview on Asset TV’s website.