Compliance and Regulatory Consulting
Local and global compliance expertise.Compliance and Regulatory Consulting
LONDON - Duff & Phelps, the global advisor that protects, restores and maximizes value for clients, announced in its Compliance and Regulatory Consulting business that Mark Turner has joined the practice as a managing director. Mr. Turner brings significant expertise to the firm in the areas of risk management, control effectiveness, governance and accountability. As a former risk specialist at the Prudential Regulation Authority (PRA), Mr. Turner has considerable knowledge and practical experience of advising firms on regulatory matters, including the Senior Managers and Certification Regime (SM&CR).
Prior to joining Duff & Phelps, Mr. Turner worked with FTI Consulting as a managing director in the Financial Services Practice. He was also a Director at EY, and prior to that, a senior risk consultant within the Risk Specialist Division at the PRA. In his role at the PRA, Mr. Turner investigated control failings following unauthorized trading incidents, and assessed trading book controls at a number of major investment banks.
Monique Melis, Managing Director and Global Head of Regulatory Consulting, said: “Mark’s appointment and wealth of experience will be invaluable as we look to further expand our practice and global offering. We are delighted to have added someone with Mark’s strong track record and regulatory experience to our team and our clients will certainly benefit from his in-depth industry knowledge and expertise.”
About Duff & Phelps:
Duff & Phelps is the global advisor that protects, restores and maximizes value for clients in the areas of valuation, corporate finance, disputes and investigations, compliance and regulatory matters and other governance-related issues. Our clients include publicly traded and privately held companies, law firms, government entities and investment organizations such as private equity firms and hedge funds. We also advise the world’s leading standard-setting bodies on valuation and governance best practices. The firm’s nearly 2,500 professionals are located in over 70 offices in 20 countries around the world. For more information, visit www.duffandphelps.com.
M&A advisory, capital raising and secondary market advisory services in the United States are provided by Duff & Phelps Securities, LLC. Member FINRA/SIPC. Pagemill Partners is a Division of Duff & Phelps Securities, LLC. M&A advisory and capital raising services in Canada are provided by Duff & Phelps Securities Canada Ltd., a registered Exempt Market Dealer. M&A advisory, capital raising and secondary market advisory services in the United Kingdom and across Europe are provided by Duff & Phelps Securities Ltd. (DPSL), which is authorized and regulated by the Financial Conduct Authority. In Germany M&A advisory and capital raising services are also provided by Duff & Phelps GmbH, which is a Tied Agent of DPSL. Valuation Advisory Services in India are provided by Duff & Phelps India Private Limited under a category 1 merchant banker license issued by the Securities and Exchange Board of India.