Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.Compliance and Regulatory Consulting
Monique Melis, managing director and Global Head of Regulatory Consulting based in London, comments in Wealth Manager that in 2016, "we have seen a greater focus on insider trading cases, an area in which regulators have seen considerable success penalizing individuals in the past."
Monique attributes the success to the fact that the "regulator has access to a lot more data and conduct analysis, which it will be able to use to detect financial crime in a way it has not done before."
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April 28 - May 1, 2019 Cayman Islands