Monique Melis Quoted in FT Adviser: Biggest Regulatory Change Facing Advisers in 2019 Revealed

Monique Melis, Managing Director and Global Head of Regulatory Consulting at Duff & Phelps, spoke to FT Adviser about the upcoming Senior Managers and Certification Regime.

Monique said, "The new year will signify an end to the focus on monitory policy and regulators will be looking to see how well these new requirements have been implemented. Regulators will therefore likely increase their oversight of governance and risk management frameworks.”

She added, "New and old challenges, such as lingering economic uncertainty from the ongoing Brexit negotiations, continued technological innovation and developments in the way in which financial services operate, will put additional strain on firms….Despite this, it is essential that a focus on conduct and individual accountability remain high on the business agenda."

Read the full article here.

2019-01-04T00:00:00.0000000 0001-01-01T00:00:00.0000000 /about-us/news/monique-melis-quoted-in-ft-adviser news {DA6CC51B-740E-439A-B283-2BBFB5326BAA} {1C3CB363-1B9A-40E2-AF19-5C433260F861} {4FD55120-2DD8-4DB5-8DAA-3D9212C2436D} {95D7F66C-11BB-4E7D-B07C-48874A321F98}

Related Services

Duff & Phelps Compliance and Regulatory Consulting

EU Regulation

Comprehensive compliance and regulatory support for EU firms.

EU Regulation
Duff & Phelps Compliance and Regulatory Consulting

UK Regulation

Comprehensive compliance and regulatory support for FCA authorized firms.

UK Regulation

Insights

News