Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.Compliance and Regulatory Consulting
Monique Melis, Managing Director and Global Head of Regulatory Consulting at Duff & Phelps, was quoted in fx-mm.
“The threat of personal sanctions is ensuring compliance functions put their duties before other considerations,” explained Monique. On March 7, 2017, the first anniversary of the Senior Managers Regime (SMR), Monique highlighted that firms have changed their culture. A copy of the article is available on the fx-mm website.
As Monique outlines in the Global Regulatory Outlook 2017, individual accountability is becoming a reality, globally, and managers must support the compliance function or they may face penalties.
April 28 - May 1, 2019 Cayman Islands