Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.
Compliance and Regulatory ConsultingNick Bayley and Latha Balakrishnan Featured in the Economist Intelligence Unit: Navigating Regulatory Shifts With Better Data
-
Nick Bayley Nick Bayley
Nick Bayley, Managing Director and Latha Balakrishnan, Director in Duff & Phelps’ Compliance and Regulatory Consulting practice, were featured in a report by the Economist Intelligence Unit titled “Navigating Regulatory Shifts with Better Data.” The report explores how the global regulatory environment has changed since the financial crisis of 2008.
“Regulation in the past century has seen a series of peaks and troughs, as the pendulum swings between tighter, stricter regulation on the one side, and deregulation on the other. There’s no doubt that the pendulum has swung a long way towards the former,” says Nick.
This report also looks at how data, or more specifically, data privacy has become an increasing priority, particularly in light of the newly-implemented General Data Protection Regulation (GDPR).
“Asset managers need to invest senior management time and financial resources into implementing GDPR. This includes investment in technology resources to cope with additional data breach identification, management, reporting and escalation.” Latha adds.
Read the full report here.
Related Services
Compliance and Regulatory Consulting
EU Regulation
Comprehensive compliance and regulatory support for EU firms.
EU Regulation
Compliance and Regulatory Consulting
UK Regulation
Comprehensive compliance and regulatory support for FCA authorized firms.
UK Regulation
Compliance and Regulatory Consulting
General Data Protection Regulation (GDPR) Consulting
A comprehensive range of consulting and advisory services to assist firms throughout all stages of GDPR.
General Data Protection Regulation (GDPR) Consulting
Compliance and Regulatory Consulting
GDPR Toolkit
Our Toolkit contains the important elements required under the regulation, as well as practical guidance on how to apply it to your business.
GDPR Toolkit
Compliance and Regulatory Consulting
Compliance Due Diligence
Regulatory operational due diligence for asset managers.
Compliance Due Diligence
Compliance and Regulatory Consulting
Compliance Consulting
Expert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker dealers.
Compliance ConsultingInsights
Report
European Industry Market Multiples
Publication
Regulatory Watch – Asset Management Q3
by Hannah Rossiter
Publication
Finance Bill 2018
by Marie Barber
Publication
Algorithmic Trading Under MiFID II: Increased Regulatory Expectations and Annual Self-assessment
by Nick Bayley
Publication
The Autumn Budget 2018
by Marie Barber
Publication
Regulatory Focus – October 2018
by Ian Manson
