Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.
Compliance and Regulatory ConsultingNick Bayley and Latha Balakrishnan Featured in the Economist Intelligence Unit: Navigating Regulatory Shifts With Better Data
-
Nick Bayley Nick Bayley
Nick Bayley, Managing Director and Latha Balakrishnan, Director in Duff & Phelps’ Compliance and Regulatory Consulting practice, were featured in a report by the Economist Intelligence Unit titled “Navigating Regulatory Shifts with Better Data.” The report explores how the global regulatory environment has changed since the financial crisis of 2008.
“Regulation in the past century has seen a series of peaks and troughs, as the pendulum swings between tighter, stricter regulation on the one side, and deregulation on the other. There’s no doubt that the pendulum has swung a long way towards the former,” says Nick.
This report also looks at how data, or more specifically, data privacy has become an increasing priority, particularly in light of the newly-implemented General Data Protection Regulation (GDPR).
“Asset managers need to invest senior management time and financial resources into implementing GDPR. This includes investment in technology resources to cope with additional data breach identification, management, reporting and escalation.” Latha adds.
Read the full report here.
Related Services
UK Regulation
Comprehensive compliance and regulatory support for FCA authorized firms.
UK Regulation
General Data Protection Regulation (GDPR) Consulting
A comprehensive range of consulting and advisory services to assist firms throughout all stages of GDPR.
General Data Protection Regulation (GDPR) Consulting
GDPR Toolkit
Our Toolkit contains the important elements required under the regulation, as well as practical guidance on how to apply it to your business.
GDPR Toolkit
Compliance Due Diligence
Regulatory operational due diligence for asset managers.
Compliance Due Diligence
Compliance Consulting
Expert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker dealers.
Compliance ConsultingInsights
Publication
Making Tax Digital for VAT Deadline Is Getting Closer
by Marie Barber
Publication
Regulatory Focus – December 2018
by Ian Manson
Publication
Guernsey Financial Services Commission Issues Revised AML/CFT Handbook
by Malin Nilsson
Publication
One-Year Countdown to SM&CR: Key Considerations for Firms
by Mark Turner
Publication
Do UK Regulators Have the Wrong Attitude to Whistleblowing?
by Mark Turner
Report
European Industry Market Multiples
