Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.Compliance and Regulatory Consulting
Nick Bayley, Managing Director in the Compliance and Regulatory Consulting practice at Duff & Phelps, discusses some of the regulatory trends which appeared during Duff & Phelps Fifth Annual Global Enforcement Review focusing on individual accountability, a shift in policy and getting value for money.
As Nick highlights, "In the UK, the Senior Managers and Certification Regime (SMR) is a demonstration of regulators' shift of focus."
Subscribers to Thomas Reuters GRC website can read the full article here