Compliance and Regulatory Consulting
Local and global compliance expertise.Compliance and Regulatory Consulting
Nick Bayley, Managing Director in the Compliance and Regulatory Consulting practice at Duff & Phelps contributes to the ongoing discussion about Jes Staley, chief executive officer at Barclays. UK and U.S. regulators are to make a decision that will determine his future, following the departure of three chief compliance officers in recent months.
As Nick explains, “When some smaller firms have had numerous compliance departures it has sometimes been indicative of underlying cultural problems.”
Read the full article here.