Duff & Phelps’ Nick Bayley Quoted in the Financial Times MiFID II Regime Shines Light on Trading Relations

Nick Bayley, Managing Director in the Compliance and Regulatory Consulting practice at Duff & Phelps, was quoted in the Financial Times sharing his insight on the news rules placed on asset managers to disclose the top five brokers they have used for trading over a calendar year, for each class of financial instrument.

“The information is commercially very interesting because it will enable the market to see which brokers are being used by which asset managers,” says Nick.

Financial Times subscribers can read the full article here.

2018-05-02T00:00:00.0000000 0001-01-01T00:00:00.0000000 /about-us/news/nick-bayley-quoted-in-the-financial-times-mifid-ii-regime-shines-light news {DA6CC51B-740E-439A-B283-2BBFB5326BAA} {DE05ECA4-1852-4BEF-A4E1-491CB497F9CB} {1C3CB363-1B9A-40E2-AF19-5C433260F861} {4FD55120-2DD8-4DB5-8DAA-3D9212C2436D} {95D7F66C-11BB-4E7D-B07C-48874A321F98}

Related Services

Duff & Phelps Compliance and Regulatory Consulting

Compliance and Regulatory Consulting

By Jurisdiction

Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance

By Jurisdiction
Duff & Phelps Compliance and Regulatory Consulting

Compliance and Regulatory Consulting

EU Regulation

Comprehensive compliance and regulatory support for EU firms.

EU Regulation
Duff & Phelps Compliance and Regulatory Consulting

Compliance and Regulatory Consulting

UK Regulation

Comprehensive compliance and regulatory support for FCA authorized firms.

UK Regulation

Insights

News

Events