Compliance and Regulatory Consulting
Regionally targeted assistance for asset managers in compliance program development, implementation and maintenanceBy Jurisdiction
Duff & Phelps
55 E 52nd St
New York, NY 10055
The regulatory landscape had changed substantially in the past year and there are a number of regulatory and compliance changes ahead in 2018. Join us for a breakfast on hot topics for registered investment advisers for 2017.
Topics will include:
Takata Europe GmbH has completed the sale of certain assets and liabilities to Key Safety Systems, Inc.
BMW Group and Daimler AG combined their mobility services in an equally-owned joint venture
Independent financial advisor to BMW Group and Daimler AG in connection with the transaction
completed the equity recapitalization of Scholz Recycling GmbH, a direct and wholly-owned subsidiary of Scholz Holding GmbH, through a EUR 80m cash capital increase from Chiho Environmental Group Limited.
has completed the sale of LEDVANCE GmbH, its general lighting lamps business, to a Chinese consortium including IDG Capital Partners, MLS Co. Ltd. and Yiwu State-Owned Assets Operation Center.
October 17, 2017 Chicago
March 30, 2017 New Orleans,