Duff & Phelps and AIMA to Host Fund Manager Training: Mid-Year Regulatory and Compliance Update

Location 55 East 52nd Street, 31st Floor

New York 10055

Calendar June 21, 2017

Duff & Phelps
55 E 52nd St
New York, NY 10055

Learn more about AIMA events and membership

The regulatory landscape had changed substantially in the past year and there are a number of regulatory and compliance changes ahead in 2018. Join us for a breakfast on hot topics for registered investment advisers for 2017.

Topics will include:

  • SEC focus for the remainder of 2017
  • Impact of new SEC chairman
  • Key considerations for private fund advisers
  • Key updates on MiFID II
  • MAST: Duff & Phelps MiFID II analyzer
  • Regulation and valuations: New valuation professional credential and its impact on funds”.


  • Pete Wilson, Managing Director, Duff & Phelps
  • Ross Hostetter, Managing Director, Duff & Phelps
  • Sean Wilke, Director, Duff & Phelps

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