Global Enforcement Review 2017 Seminar and Networking

Calendar October 18, 2017

Harcourt Suite
The Hong Kong Club
1 Jackson Road
Central

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Agenda:    
6:30 - 7:00 p.m. Registration and cocktails
7:00 - 8:15 p.m. Panel discussion
8:15 p.m. Cocktails and networking

Speakers include (in alphabetical order by last name):

  • Angelina Kwan: Angelina is currently the Managing Director and Head of Regulatory Compliance for Hong Kong Exchanges and Clearing Limited. She has extensive experience in Asia Pacific and the United States, in business development, restructuring, regulatory/compliance, as well as investor and stakeholder relations. She started her career at KPMG and has held senior management, committee and/or board positions with the Securities and Futures Commission of Hong Kong, and other multinational companies and financial institutions.
  • Monique Melis: Monique is a managing director within Duff & Phelps’ Compliance and Regulatory Consulting practice and is the global service line head of Regulatory Consulting. In her role Monique frequently connects with global regulatory bodies and advises firms on regulatory matters. Over the last 20 years, she has assisted all types of firms including large banks, wealth managers and asset managers globally with their regulatory frameworks and obligations. Monique was formerly a regulator and she worked at the SFA, FSA and CSX/CIMA before joining Duff & Phelps through the merger with Kinetic Partners in 2015. Monique is a non-executive director of Metrobank in the UK and a Board member of Duff & Phelps’ regulated ManCo in Luxembourg. 
  • Wynne Mok: Wynne joined the Securities and Futures Commission in December 2016 as Director of Enforcement. Previously she practised as solicitor in Hong Kong for 15 years specialising in commercial litigation and regulatory investigation and was a partner of an international firm from 2012 to 2016.
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