Compliance and Regulatory Consulting
Regionally targeted assistance for asset managers in compliance program development, implementation and maintenanceBy Jurisdiction
Duff & Phelps
32 London Bridge Street
Duff & Phelps are hosting a breakfast seminar where we will be providing key updates on MiFID II with a focus on delivering Best Execution.
This roundtable discussion will look at the impact MiFID II's Best Execution obligations will have on firms from January 3, 2018. For example, when trading for a client, it is the firm's obligation to achieve the best outcome. This session will also take a look at the respective responsibilities on firms when they either execute, or simply transmit an order to another firm to execute.
Registration for this event is now closed.
Duff & Phelps advised on the recapitalization of