Compliance and Regulatory Consulting
Regionally targeted assistance for asset managers in compliance program development, implementation and maintenanceBy Jurisdiction
Duff & Phelps
32 London Bridge Street
8:30 a.m. Breakfast and Registration
9:00 a.m. Welcome and Seminar
10:30 a.m. End
Join Duff & Phelps for a roundtable discussion for due diligence professionals.
We are delighted to be rel="noopener noreferrer" joined by guest speaker, Monica Gogna of Dechert LLP. Alongside Duff & Phelps' Andrew Lowin, she will lead an interactive discussion on the range of issues; from how the FCA’s PROD Rules and Guidance apply to AIFM, to the more complex challenges including the extent to which Distributors can rely on Manufacturers of Alternative Products in order to meet their PROD 3.3 obligations when distributing Alternative Products and Investment Services.
October 17, 2017 Chicago
March 30, 2017 New Orleans,