Compliance and Regulatory Consulting
Regionally targeted assistance for asset managers in compliance program development, implementation and maintenanceBy Jurisdiction
Duff & Phelps
32 London Bridge Street
Duff & Phelps is to host an interactive breakfast seminar providing the latest updates on MiFID II, with a focus on the impact this new legislation will have on third country firms from January 3, 2018.
We are delighted to be rel="noopener noreferrer" joined by guest speaker Anna Maleva-Otto, of Schulte Roth & Zabel LLP, who will explore the potential, far-reaching effects of MiFID II.
8:30 a.m. Registration and Breakfast
9:00 a.m. Welcome and Seminar
10:30 a.m. End
Andrew Lowin, Director, Compliance and Regulatory Consulting, Duff & Phelps
Anna Maleva-Otto, Partner, Schulte Roth and Zabel LLP
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$130 million credit facility
October 17, 2017 Chicago
March 30, 2017 New Orleans,