Quarterly Regulatory Breakfast Briefing

Calendar June 28, 2017

The Savile Club
69 Brook Street
London
W1K 4ER

Register Now

Join Duff & Phelps for a breakfast seminar featuring key updates on regulatory, compliance and tax issues affecting UK asset managers.

8:30 a.m.    Registration and breakfast 
9:00 a.m.    Welcome and seminar
10:30 a.m.  End

Topics will include:

  • U.S. and Securities and Exchange Commission 
  • MiFID II Update
  • Management Companies: MiFID II and Regulatory Change
  • General Data Protection Regulation (GDPR)
2017-06-28T04:00:00.0000000 0001-01-01T00:00:00.0000000 /insights/events/2017/quarterly-regulatory-breakfast-briefing-june17 event {DE05ECA4-1852-4BEF-A4E1-491CB497F9CB} {0CB8F4F1-E472-4C36-B0B1-F2DB233070CA}

Related Services

Duff & Phelps Compliance and Regulatory Consulting

By Jurisdiction

Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance

By Jurisdiction

Featured Case Studies

Insights

Compliance

FCA Update On COVID–19 and Information Security

Compliance
Compliance

Managing Risks when Relying on UBO Registers

Compliance
Compliance

Firms Need To Register For FCA’s New Data Collection Platform

Compliance
Compliance

ESMA Issues Positive Opinions on Proposed Extensions of Short Selling Bans

Compliance

Events