Webcast: The DOL Rule: Hidden Applicability for Advisors and Risks of Non-Compliance

Calendar June 6, 2017

12:00 p.m. EST - 1:00 p.m. EST

Register Now

Join Duff & Phelps and Blank Rome LLP for a discussion on the DOL Fiduciary Rule, an analysis of the Rule's applicability to registered investment advisors, and the policies and procedures necessary to comply with the Rule.

Topics discussed will include:

  • Analysis of the Rule and determining whether an advisor must comply
  • The heightened level of fiduciary status for ERISA fiduciaries 
  • Preparing for June 9, 2017 - implementing policies and procedures
  • The application of the Best Interest Contract Exemption

Speakers:

  • Anna Povinelli, Vice-President, Compliance and Regulatory Consulting at Duff & Phelps
  • Thomas R. Westle, Partner, Blank Rome LLP, Investment Management and Funds
  • Michele Ann Gitlitz, Partner, Blank Rome LLP, Investment Management and Funds
  • Andrew J. Rudolph, Partner, Blank Rome LLP, Employee Benefits and Executive Compensation
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