GAIM Ops Cayman is a leading event for Hedge Fund operations and compliance. Ken Joseph, Managing Director at Duff & Phelps will be a panelist discussing priorities in enforcement and examination 2018.
The panel includes lead Regulators of the alternatives industry. With topics including the state of examinations, regulatory spending on technology, payment fraud, reporting and more – the panel will focus on priorities for compliance in 2018.
Register Now for the event.
Schedule: 8:30 a.m. - 9:20 a.m. (EST)
- Ken Joseph - Managing Director, Disputes and Investigations, Duff & Phelps
Gerald Hodgkins - Former Associate Director at US Securities and Exchange Commission, Former SEC
Jacquelyn Kasulis - Chief, Business and Securities Fraud Section, U.S. Attorney’s Office, Eastern District of New York
Jiří Król - Deputy CEO, Global Head of Government Affairs, The Alternative Investment Management Association
Patricia L. Cushing - Director, Compliance, National Futures Association
- Moderator Suzan Rose - Chief Compliance Officer, Marshall Wace North America L.P.
Governance, Risk, Investigations and Disputes
Combined Duff & Phelps and Kroll disputes, investigations, cyber, business intelligence, cross-border restructuring and other advisory.Governance, Risk, Investigations and Disputes
Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.Compliance and Regulatory Consulting
Assistance with complex securities litigation.Securities Litigation
Comprehensive support for asset managers registering in the U.S.U.S. Regulation
was acquired by
a portfolio company of
$130 million credit facility
April 28 - May 1, 2019 Cayman Islands