Duff & Phelps is proud to sponsor the HFM European Operational Leaders and European Legal Summits in September 2018. These back-to-back summits are invitation-only to a select group of HFM Members, specifically for the business needs of hedge fund senior operational, finance, legal and compliance executives based in Europe.
Claire Simm, Managing Director in Duff & Phelps’ Compliance and Regulatory Consulting practice, will join a panel of experts discussing Operational Due Diligence on September 24.
On September 25, Ian Manson, Managing Director in Duff & Phelps’ Compliance and Regulatory Consulting practice, will feature on a panel focusing on preparing for the Senior Managers and Certification Regime.
Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.Compliance and Regulatory Consulting
Comprehensive compliance and regulatory support for FCA authorized firms.UK Regulation
Expert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker dealers.Compliance Consulting
Compliance Due Diligence
Regulatory operational due diligence for asset managers.Compliance Due Diligence
Extension of the Senior Managers & Certification Regime (SM&CR) Implementation Periods for Solo-Regulated Firms
FCA Issues its Discussion Paper on the New Prudential Regime
AMF Update – First Quarter 2020
Short Selling Restrictions
September 29 - October 2, 2020 Grand Cayman , Cayman Islands
April 29 - July 22, 2020 Webcast