Ken Joseph, Managing Director in the Disputes and Investigations practice at Duff & Phelps, will lead four sessions on SEC Compliance and Enforcement at Goldman Sachs 21st Annual Hedge Fund Conference.
As a former Head of the SEC’s Investment Management Examination Program in New York and New Jersey, and a former supervisor in the SEC's Division of Enforcement, Ken has a unique combination of front-line expertise and experience in U.S. securities law, regulatory compliance, and corporate governance.
Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.Compliance and Regulatory Consulting
Assistance with complex securities litigation.Securities Litigation
Comprehensive support for asset managers registering in the U.S.U.S. Regulation
Governance, Risk, Investigations and Disputes
Combined Duff & Phelps and Kroll disputes, investigations, cyber, business intelligence, cross-border restructuring and other advisory.Governance, Risk, Investigations and Disputes
$130 million credit facility
Duff & Phelps advised on the recapitalization of
September 23-24, 2019 Hertfordshire