Mark Turner, Managing director in Duff & Phelps’ Compliance and Regulatory Consulting practice, will take part in this year’s PIMFA Compliance Conference, in a session titled: ‘Three lines of defense – what factors determine whether firms have a good defense and how are the principles applied to all firms including smaller firms.’
The PIMFA Compliance Conference brings together a high-level audience who can engage with the leading industry experts, and discuss the key issues facing compliance professionals in the personal investment management and financial advice world.
Time: 9.00 a.m. – 4.00 p.m.
For more information about this event, please visit PIMFA’s website.
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