Private Fund Compliance Forum brings together industry leading compliance experts, experienced CCOs, and general counsels to discuss a wide range of topics from regulation to compliance programs.
Ken Joseph, Managing Director in the Disputes and Investigations practice at Duff & Phelps, will address some of the most pressing questions to enable compliance professionals run an optimal compliance program in 2018 and beyond. As a former Head of the SEC’s Investment Management Examination Program in New York and New Jersey, and a former supervisor in the SEC's Division of Enforcement, Ken has a unique combination of front-line expertise and experience in U.S. securities law, regulatory compliance, and corporate governance.
Schedule: 5:05 p.m. - 5:45 p.m. (EST)
Register now for the event.
Governance, Risk, Investigations and Disputes
Combined Duff & Phelps and Kroll disputes, investigations, cyber, business intelligence, cross-border restructuring and other advisory.Governance, Risk, Investigations and Disputes
Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.Compliance and Regulatory Consulting
Assistance with complex securities litigation.Securities Litigation
Comprehensive support for asset managers registering in the U.S.U.S. Regulation
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September 23-24, 2019 Hertfordshire