Duff & Phelps' Ken Joseph to Discuss the Current Regulatory Environment at Private Fund Compliance Forum in New York

location Convene Conference Center, 730 Third Avenue

New York, NY

calendar2 May 8, 2018

Private Fund Compliance Forum brings together industry leading compliance experts, experienced CCOs, and general counsels to discuss a wide range of topics from regulation to compliance programs.
Ken Joseph, Managing Director in the Disputes and Investigations practice at Duff & Phelps, will address some of the most pressing questions to enable compliance professionals run an optimal compliance program in 2018 and beyond. As a former Head of the SEC’s Investment Management Examination Program in New York and New Jersey, and a former supervisor in the SEC's Division of Enforcement, Ken has a unique combination of front-line expertise and experience in U.S. securities law, regulatory compliance, and corporate governance.

Schedule: 5:05 p.m. - 5:45 p.m. (EST)

Register now for the event.

2018-05-08T00:00:00.0000000 0001-01-01T00:00:00.0000000 /insights/events/2018/private-fund-compliance-forum-new-york event {C8894F56-FF6C-4DEA-AB91-58D66A7F0624} {DA6CC51B-740E-439A-B283-2BBFB5326BAA} {B7CF2537-1DBA-485F-A14F-8BD1524F1A8B} {EBC1AB28-1393-493C-AF32-19B3B0B6E171} {95D7F66C-11BB-4E7D-B07C-48874A321F98} {B871D4F9-5FCB-40B9-8710-871A30B710AB}

Contact Us

Contact Us

Related Services

Duff & Phelps Disputes

Disputes and Investigations and Legal Management Consulting

Securities Litigation

Assistance with complex securities litigation.

Securities Litigation
Duff & Phelps Compliance and Regulatory Consulting

Compliance and Regulatory Consulting

U.S. Regulation

Comprehensive support for asset managers registering in the U.S.

U.S. Regulation