Quarterly Regulatory Breakfast Briefing - June

Location The Savile Club, 69 Brook St

London W1K 4ER

Calendar June 21, 2018

Join Duff & Phelps for a breakfast seminar featuring key updates on compliance and regulatory issues affecting the financial services industry.

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Agenda:

  • 8:30 a.m. Registration and Breakfast

  • 9:00 a.m. Welcome and Seminar

  • 10:30 a.m. End

Topics include:

  • Senior Managers & Certification Regime (SMCR): Headlines, key challenges and lessons learnt from banking.

  • EMIR Reporting 2018: A view of the EMIR derivative reporting regime for European counterparties, discussing inception, progress and next steps.

  • MiFID II Costs and Charges: A look into the latest guidance provided by the FCA on cost disclosures for different market participants and a look into how these changes affect you.

  • The Market Abuse Regulation – two years on

Chaired by:

Speakers include:

Dress Code: Work attire/smart casual. No denim or trainers.

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