Quarterly Regulatory Breakfast Briefing – October

Location The Savile Club, 69 Brook St

London W1K 4ER

Calendar October 17, 2018

Join Duff & Phelps for a breakfast seminar featuring key updates on compliance and regulatory issues affecting the financial services industry.

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Schedule:

  • 8:30 a.m. – Registration and Breakfast
  • 9:00 a.m. – Welcome and Seminar 
  • 10:30 a.m. – End

Topics include:

  • Latest trends in financial investigations - focus on combating illicit fund flows

  • Whistleblowing

  • Insight into the FCA questionnaires on market abuse and MiFID II research unbundling arrangements, systems and procedures

  • Brexit Update

Chaired by:

Speakers include:

Dress Code: Work attire/smart casual. No denim or trainers.

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