Roundtable Lunch for General Counsels on Compliance

Location JW Marriott Chicago, 151 West Adams Street,

Chicago IL 60603USA

Calendar April 18, 2018

Duff & Phelps is hosting a roundtable lunch on April 18, 2018 at the JW Marriott Chicago.

Some outstanding practitioners will share their expertise from a variety of industries on how they address compliance issues on a daily basis.

Schedule: 11:30 a.m. - 1:30 p.m.

Topics covered will include:

  • Personal Liability Considerations for Chief Compliance Officers
  • Deregulation and How that Impacts the Culture of Compliance
  • Emerging Cybersecurity Approaches
  • SEC Updates Including FCPA
  • Best Practices on Compliance Program Implementation and How to Ensure Employees are Engaged


  • Ben Bard, Chief Compliance Officer, Archer Daniels Midland Company
  • James Athas, Senior Counsel, Baxter International, Inc.
  • Ken Joseph, Managing Director, Disputes and Investigations, Duff & Phelps
  • Lisa Snow, Managing Director, Disputes and Investigations, Duff & Phelps
  • Teri Cotton Santos, Senior Vice President, Chief Compliance and Risk Officer, The Warranty Group
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