SM&CR: Considerations for Companies Within a Group Structure

Location The Shard, 32 London Bridge Street

London SE1 9SG

Calendar February 12, 2019

SM&CR: Considerations for Companies Within a Group Structure 

Join Duff & Phelps and Trailight for a series of events exploring some of the practical challenges SM&CR will bring ahead of the commencement date of 9th December 2019.


  • 8:30 a.m.    – Registration and Breakfast
  • 9:00 a.m.    – Welcome and Seminar
  • 10:30 a.m.  – End

Register now

In this session, we will discuss the additional areas that regulated entities that are part of a corporate group structure will need to consider, based our combined experience of implementation across the banking and insurance sectors.

Topics will include:

  • FCA policy objectives
  • The group dynamic – influence from the parent, matrix reporting lines
  • Aligning roles with legal entity accountability under SMCR
  • Governance considerations – the role of the entity Board, group committees, escalation protocol.


  • David McNair Scott, CEO, Trailight 
  • Mark Turner, Managing Director, Duff & Phelps
  • Heidi Dainton, Director, Duff & Phelps
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