SM&CR: Considerations for Companies Within a Group Structure

Join Duff & Phelps and Trailight for a series of events exploring some of the practical challenges SM&CR will bring ahead of the commencement date of 9th December 2019.

Agenda:

• 8:30 a.m.    – Registration and Breakfast
• 9:00 a.m.    – Welcome and Seminar
• 10:30 a.m.  – End

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In this session, we will discuss the additional areas that regulated entities that are part of a corporate group structure will need to consider, based our combined experience of implementation across the banking and insurance sectors.

Topics will include:

• FCA policy objectives
• The group dynamic – influence from the parent, matrix reporting lines
• Aligning roles with legal entity accountability under SMCR
• Governance considerations – the role of the entity Board, group committees, escalation protocol.

Speakers

• David McNair Scott, CEO, Trailight 
• Mark Turner, Managing Director, Duff & Phelps
• Heidi Dainton, Director, Duff & Phelps