Breakfast Seminar - Update on SREP for Investment Firms

Location The Shard, 32 London Bridge Street

London SE1 9SG

Calendar May 22, 2019

Update on the Supervisory Review and Evaluation Process for Investment Firms 

Join Duff & Phelps for a breakfast seminar where we will provide an update on the supervisory review and evaluation process (SREP) for investment firms now that the European Banking Authority’s SREP Guidelines are fully embedded in the Financial Conduct Authority’s (FCA) supervisory approach.

We are delighted to be joined by guest speaker Daniel Hurl, Head of Prudential Specialists Department at the FCA who will provide an update on the FCA’s current expectations towards SREP.

Experts from Duff & Phelps will also share their insights from helping all types of investment firms prepare for SREP, and with those firms where the FCA has issued Individual Capital Guidance and set Risk Mitigation Programs following SREP.

Register now.

Topics include:

  • The FCA’s approach to SREP and their expectations
  • What does a good risk management framework look like
  • What does an ICG look like
  • How to think about wind-down planning

Agenda:

 8:30 a.m.  Registration and breakfast
 9:00 a.m.  Welcome and seminar
 10:30 a.m.  End

(All time slots are in BST)

Chaired by: Andrew Lowin, Technical Director, Compliance and Regulatory Consulting, Duff & Phelps

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