Head of Disputes Consulting Ken Joseph Speaking in a Conference on Regulation Best Interest

Managing Director Ken Joseph is speaking in a two day conference on Regulation Best Interest.

The event brings together current and former government officials, industry experts, and academic researchers to engage in a series of dialogues on how the new regulation will impact securities brokers and registered investment advisors. The program is designed for financial advisors, compliance officers, and business leaders at these firms who are seeking to understand how to implement and comply with the new standard of conduct, Form CRS, and interpretive guidance.

Register now.