SEC Regulatory Update and Examination Observations Webcast December 3, 2020 Webcast

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SEC Regulatory Update and Examination Observations Webcast

Calendar December 3, 2020

Join experts from Duff & Phelps’ Compliance and Regulatory Consulting team and Ropes & Gray LLP for a virtual roundtable highlighting SEC regulatory updates and examination priorities. 

Topics of discussion will include: 

  • Focus areas of recent SEC exams
  • Regulatory updates
  • COVID-19 disruptions
 

Schedule: 1:00 p.m. – 2:00 p.m. (EST)

Speakers

  • Chris Lombardy, Managing Director, Duff & Phelps 
  • Mike Scally, Director, Duff & Phelps
  • Jason Brown, Partner, Ropes & Gray LLP 
  • Alyssa Clough Horton, Counsel, Ropes & Gray LLP
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