Thu, Apr 30, 2020
Regulatory Focus - April 2020
Voice
Staying Compliant During the COVID-19 Pandemic
Firms Need to Register for FCA’s New Data Collection Platform
Supervisory
FCA Encourages Firms to Develop Purposeful Cultures
FCA Begins Review on Data in Wholesale Markets
Other
Inside FCA Podcast: What Does Cyber Security and Resilience Mean for Firms?
Open-ended Funds Investing in Less Liquid Assets
ESMA Sets Out Approach to SFTR Implementation
ESMA Statement: Telephone Recording During COVID-19 Outbreak
ESMA Consultation Paper on Cross-Border Distribution of Funds
ESMA Provides Clarifications for Best Execution Reports Under MiFID II
ESMA Announces Update to Reporting under the Money Market Funds Regulation
Financial Services Compliance and Regulation
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