In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA's latest news and publications issued in August and September 2017.
Highlights include:
MiFID II Topics and Challenges
The Governor of the Bank of England's speech: 'Law, Ethics and Culture in Banking'
FCA publishes MiFID II Implementation Policy
End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.