Compliance and Regulatory Consulting
Local and global compliance expertise for the financial services industry.
Compliance and Regulatory ConsultingIn this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority (FCA) during May 2019.
Highlights include:
Local and global compliance expertise for the financial services industry.
Compliance and Regulatory ConsultingRegionally targeted assistance for asset managers in compliance program development, implementation and maintenance
By JurisdictionComprehensive compliance and regulatory support for FCA authorized firms.
UK RegulationExpert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker dealers.
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