Regulatory Focus – May 2019

In this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority (FCA) during April 2019.

Highlights include:

  • The FCA’s priorities for 2019/20
  • The European Securities and Market Authority (ESMA) publishes MIFID II supervisory briefing
  • Enforcement actions
  • Brexit Update: EU Financial Regulators highlight risks of a no-deal Brexit and Asset price volatility and FCA and Australian Securities and Investments Commission agree to strengthen cooperation post-Brexit
Regulatory Focus – May 2019 2019-05-23T00:00:00.0000000 /insights/publications/compliance-and-regulatory-consulting/regulatory-focus-may-2019 /-/media/assets/images/publications/compliance-and-regulatory-consulting/regulatory-focus-may-2019.ashx publication {DA6CC51B-740E-439A-B283-2BBFB5326BAA} {4FD55120-2DD8-4DB5-8DAA-3D9212C2436D} {8C599C9E-ABD2-4F24-8081-BC637320BAE8} {1C3CB363-1B9A-40E2-AF19-5C433260F861}

Related Services

Duff & Phelps Compliance and Regulatory Consulting

UK Regulation

Comprehensive compliance and regulatory support for FCA authorized firms.

UK Regulation
Duff & Phelps Compliance and Regulatory Consulting

Compliance Consulting

Expert compliance support for a variety of firms including hedge funds, private equity firms, wealth managers, corporate finance and broker dealers.

Compliance Consulting
Duff & Phelps Compliance and Regulatory Consulting

EU Regulation

Comprehensive compliance and regulatory support for EU firms.

EU Regulation

Insights