Welcome to Duff & Phelps’ latest issue of regulatory focus, our regulatory newsletter for the financial services community.
Regulatory highlights this month include:
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FCA publishes final rules confirming the approach to improving individual accountability in the banking sector and consult on the extension of the Certification Regime to wholesale market activities
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Martin Wheatley to stand down as FCA’s Chief Executive
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FCA publishes new criteria for enforcement investigations
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Fair and effective markets review – speech by Tracey McDermott
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