In this edition of Regulatory Focus, Duff & Phelps provides a synopsis of the FCA’s latest news and publications including:
Peer to Peer (P2P) Advising Permission
The banning of a former commercial bank trader following LIBOR fraud
CASS 7A and the Special Administration Regime Review
Application of the Senior Managers Regime
End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.