Regulatory Focus Newsletter-November 2015

Welcome to Duff & Phelps’ latest issue of regulatory focus, our regulatory newsletter for the financial services community.

Regulatory highlights this month include:

  • Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation
  • FCA publishes terms of reference for asset management market study
  • Culture and governance - speech by Mark Steward
Regulatory Focus Newsletter-November 2015 2015-11-02T00:00:00.0000000 /insights/publications/compliance-and-regulatory-consulting/regulatory-focus-newsletter-november-2015 publication {DA6CC51B-740E-439A-B283-2BBFB5326BAA} {DE05ECA4-1852-4BEF-A4E1-491CB497F9CB} {06F92A80-3DC4-43D6-B936-0DCE2BB89559} {1C3CB363-1B9A-40E2-AF19-5C433260F861} {B7CF2537-1DBA-485F-A14F-8BD1524F1A8B}

Related Services

Duff & Phelps Compliance and Regulatory Consulting

Compliance and Regulatory Consulting

By Jurisdiction

Regionally targeted assistance for asset managers in compliance program development, implementation and maintenance

By Jurisdiction
Duff & Phelps Compliance and Regulatory Consulting

Compliance and Regulatory Consulting

Regulatory Tax Advisory

Global tax services uniquely customized for asset managers.

Regulatory Tax Advisory
Duff & Phelps Compliance and Regulatory Consulting

Compliance and Regulatory Consulting

EU Regulation

Comprehensive compliance and regulatory support for EU firms.

EU Regulation
Duff & Phelps Disputes

Disputes and Investigations and Legal Management Consulting

Securities Litigation

Assistance with complex securities litigation.

Securities Litigation

Insights