Mon, Nov 2, 2015

Regulatory Focus Newsletter-November 2015

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Welcome to Duff & Phelps’ latest issue of regulatory focus, our regulatory newsletter for the financial services community.

Regulatory highlights this month include:

  • Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation
  • FCA publishes terms of reference for asset management market study
  • Culture and governance - speech by Mark Steward


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