Regulatory Focus – October 2018

In this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority during September 2018.

Highlights include:

  • Duff & Phelps launches its Global Enforcement Review 2018 report, providing commentary and insights on global enforcement trends within the financial services industry.
  • The FCA’s approach to overseas market operators seeking to apply to become a recognized overseas investment exchange
  • Andrew Bailey’s speech on multilateralism and global coordination: A case for balancing autonomy and co-operation in the interests of financial markets 
  • Andrew Bailey and Charles Randell’s speeches from the Annual Public Meeting 2018
  • Recent enforcement matters
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