In this edition of Regulatory Focus, the experts in Duff & Phelps’ UK Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by the Financial Conduct Authority (FCA) during August 2019.
Highlights include:
- Less than 100 days to go until Senior Managers and Certification Regime (SM&CR) is implemented
- Brexit article on the possible tax implications for asset managers
- ESMA publishes guidelines on liquidity stress testing for investment funds
- EMIR REFIT as it applies to UK Alternative Fund Managers
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