Regulatory Watch – Asset Management Q2 2019

In this edition of Regulatory Watch, the experts in Duff & Phelps’ Paris Compliance and Regulatory Consulting team, provide a detailed synopsis of the latest news and publications issued by France’s Autorité des marchés financiers affecting the asset management industry during the second quarter of 2019.

This publication also includes an roundup of news and enforcement matters from the United Kingdom’s Financial Conduct Authority (FCA), the European Union and the U.S. financial regulator the Securities and Exchange Commission (SEC).

 
Regulatory Watch – Asset Management Q2 2019 2019-08-01T00:00:00.0000000 /insights/publications/compliance-and-regulatory-consulting/regulatory-watch-asset-management-q2-2019 /-/media/assets/images/publications/featured-images/2019/compliance-and-regulatory-consulting/regulatory-watch-q2-2019.ashx publication {DA6CC51B-740E-439A-B283-2BBFB5326BAA} {1C3CB363-1B9A-40E2-AF19-5C433260F861} {E1E71CC6-CE33-46BD-A6CF-B547EF2D052C} {5AA4BE28-97DD-427B-A8CA-7B3BF3B5E4BF} {78E4B72D-FA95-4F5C-A878-701F6BD7375C} {95D7F66C-11BB-4E7D-B07C-48874A321F98}

Related Services

Duff & Phelps Compliance and Regulatory Consulting

EU Regulation

Comprehensive compliance and regulatory support for EU firms.

EU Regulation
Duff & Phelps Compliance and Regulatory Consulting

French Regulation

Advising investment companies in setting out and implementing governance, risk management, compliance and internal controls.

French Regulation

Insights