The Securities and Futures Commission (SFC) will no longer issue printed licences to individuals.
However, individual licensing records will, remain published on the SFC online public register. Any printed licence issued to an individual ceases to be effective for indicating that the individual is licensed. The SFC will continue to issue printed licence certificates for licensed corporations and these are still required to be displayed in a prominent place of business.
Licensed individuals are encouraged to return their printed licences to the SFC.
Financial Services Compliance and Regulation
End-to-end governance, advisory and monitorship solutions to detect, mitigate, drive efficiencies and remediate operational, legal, compliance and regulatory risk.
Kroll is headquartered in New York with offices around the world.
55 East 52nd Street 17 Fl
New York NY 10055
Sign up to receive periodic news, reports, and invitations from Kroll.
Our privacy policy describes how your data will be processed.
© 2024 Kroll, LLC. All rights reserved.
Kroll is not affiliated with Kroll Bond Rating Agency,
Kroll OnTrack Inc. or their affiliated businesses. Read more.