SFC update | Fund management activities survey 2014

The Hong Kong Securities and Futures Commission (“SFC”) issued a circular on 16 February 2015 requesting licensed corporations who have had gross operating income derived from asset management and/or giving advice on funds/portfolios during the year 2014 to complete a Fund management activities survey by 20 March 2015.

The purpose of the annual exercise is for the SFC to collect information on fund management activities in Hong Kong, for regulatory and market facilitation purposes, as well as to develop a better understanding of the state of the fund management industry in Hong Kong.

The questionnaire contains three parts, and although you may not have engaged in the activities covered in the survey, you may still need to complete Part I of the questionnaire.

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