Tue, Mar 9, 2021
All investors in private debt and equity, especially registered investment advisers, registered investment companies (including mutual funds) and business development companies are impacted by three key events that occurred in December 2020:
The SEC issued a cease and desist order and an $8 million fine for a pricing service that was not providing fair value compliant valuation inputs.
Duff & Phelps’ alternate asset advisory practice recently hosted a webinar to discuss how these rules, standards and actions will impact alternative asset board of director and fund management valuation responsibilities and processes.
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Our valuation experts provide valuation services for financial reporting, tax, investment and risk management purposes.
Heightened regulatory concerns and vigilance, together with increased investor scrutiny, have led to increased demand for independent expert advice.